XNAS 24 Dec, 2025 4:30 PM (EST)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Ryan L. Smith | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 01 Dec 2025 | 16,718 | 16,718 | - | 0 | Common Stock | |
| Ryan L. Smith | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 01 Dec 2025 | 16,718 | 0 | - | 0 | Common Stock | |
| Jason G. New | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2025 | 952,500 | 952,500 | - | 0 | Common Stock | |
| Jason G. New | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Nov 2025 | 218,456 | 218,456 | - | 0 | Common Stock | |
| Jason G. New | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Nov 2025 | 218,456 | 492,250 | - | 0 | Common Stock | |
| Jason G. New | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Nov 2025 | 257,794 | 711,424 | - | 0 | Common Stock | |
| Ryan L. Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2025 | 887,500 | 904,218 | - | 0 | Common Stock | |
| Ryan L. Smith | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Nov 2025 | 176,613 | 727,605 | - | 0 | Common Stock | |
| Ryan L. Smith | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Nov 2025 | 267,137 | 267,137 | - | 0 | Common Stock | |
| Ryan L. Smith | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Nov 2025 | 267,137 | 460,468 | - | 0 | Common Stock | |
| Andrew Suckling | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Nov 2025 | 175,854 | 473,894 | - | 0 | Common Stock | |
| Andrew Suckling | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Nov 2025 | 149,020 | 149,020 | - | 0 | Common Stock | |
| Andrew Suckling | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Nov 2025 | 149,020 | 149,020 | - | 0 | Common Stock | |
| Andrew Suckling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2025 | 649,748 | 649,748 | - | 0 | Common Stock | |
| Crystal Heter | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Nov 2025 | 182,742 | 182,742 | - | 0 | Common Stock | |
| Crystal Heter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2025 | 649,748 | 649,748 | - | 0 | Common Stock | |
| Crystal Heter | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Nov 2025 | 142,132 | 507,616 | - | 0 | Common Stock | |
| Crystal Heter | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Nov 2025 | 182,742 | 182,742 | - | 0 | Common Stock | |
| McAndrew Rudisill | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Nov 2025 | 271,635 | 1,093,365 | - | 0 | Common Stock | |
| McAndrew Rudisill | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2025 | 1,365,000 | 1,365,000 | - | 0 | Common Stock | |
| McAndrew Rudisill | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Nov 2025 | 370,000 | 415,283 | - | 0 | Common Stock | |
| McAndrew Rudisill | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Nov 2025 | 410,865 | 682,500 | - | 0 | Common Stock | |
| John Tazewell Saunders | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Nov 2025 | 23,447 | 85,865 | - | 0 | Common Stock | |
| John Tazewell Saunders | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Nov 2025 | 109,312 | 109,312 | - | 0 | Common Stock | |
| Blair Jordan | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 21 Aug 2025 | 200,000 | 0 | - | - | Common Stock | |
| Ryan L. Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2025 | 771,044 | 771,044 | - | - | Non-Qualified Stock Option (right to buy) | |
| Blair Jordan | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2025 | 771,044 | 771,044 | - | - | Non-Qualified Stock Option (right to buy) | |
| Stephen H. Shoemaker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2025 | 181,422 | 181,422 | - | - | Non-Qualified Stock Option (right to buy) | |
| McAndrew Rudisill | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Aug 2025 | 957,002 | 957,002 | - | - | Warrant to Purchase Common Stock | |
| Ryan L. Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jul 2025 | 3,908,986 | 3,908,986 | - | - | Non-Qualified Stock Option (right to buy) | |
| Blair Jordan | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jul 2025 | 3,908,986 | 3,908,986 | - | - | Non-Qualified Stock Option (right to buy) | |
| Stephen H. Shoemaker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jul 2025 | 919,761 | 919,761 | - | - | Non-Qualified Stock Option (right to buy) | |
| Blair Jordan | Director, Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 07 Jul 2025 | 160,000 | 327,576 | - | - | Common Stock | |
| Blair Jordan | Director, Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 07 Jul 2025 | 160,000 | 0 | - | - | Common Stock | |
| Lawrence J. Steinman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 48,198 | 115,732 | - | 0 | Common Stock | |
| Lawrence J. Steinman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 110,000 | 110,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Ryan L. Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 109,541 | 174,541 | - | 0 | Common Stock | |
| Ryan L. Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 255,000 | 255,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Blair Jordan | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 179,646 | 179,646 | - | 0 | Common Stock | |
| Blair Jordan | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 410,000 | 410,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Stephen H. Shoemaker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 72,297 | 137,297 | - | 0 | Common Stock | |
| Stephen H. Shoemaker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 165,000 | 165,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Eric R. Van Lent | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 8,763 | 8,763 | - | 0 | Common Stock | |
| Eric R. Van Lent | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 25,000 | 25,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Lawrence J. Steinman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 110,000 | 110,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Lawrence J. Steinman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 44,959 | 112,493 | - | 0 | Common Stock | |
| Ryan L. Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 102,181 | 167,181 | - | 0 | Common Stock | |
| Ryan L. Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 255,000 | 255,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Blair Jordan | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 410,000 | 410,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Blair Jordan | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 167,576 | 167,576 | - | 0 | Common Stock | |
| Stephen H. Shoemaker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 67,439 | 132,439 | - | 0 | Common Stock | |
| Stephen H. Shoemaker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2025 | 165,000 | 165,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Eric R. Van Lent | Chief Accounting Officer | 17 Jun 2025 | 8,174 | 8,174 | - | 0 | Common Stock | ||
| Eric R. Van Lent | Chief Accounting Officer | 17 Jun 2025 | 25,000 | 25,000 | - | - | Non-Qualified Stock Option (right to buy) | ||
| Blair Jordan | Director, Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 28 Apr 2025 | 1,318,000 | 1,318,000 | - | 0 | Common Stock | |
| Blair Jordan | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 21 Feb 2025 | 200,000 | 200,000 | - | 0 | Common Stock | |
| Lawrence J. Steinman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 65,000 | 67,534 | - | 0 | Common Stock | |
| Ryan L. Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 65,000 | 65,000 | - | 0 | Common Stock | |
| Blair Jordan | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 160,000 | 160,000 | - | 0 | Common Stock | |
| Jay Goodman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 65,000 | 65,000 | - | 0 | Common Stock | |
| Stephen H. Shoemaker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 65,000 | 65,000 | - | 0 | Common Stock | |
| Blair Jordan | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 05 Feb 2025 | 43,166 | 43,166 | - | 0 | Common Stock | |
| Marc Feldmann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Dec 2023 | 135,377 | 250,874 | - | 0 | Common Stock | |
| N. Woody James | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.19 per share. | 15 Dec 2023 | 25,000 | 66,888 | - | 0.2 | 4,700 | Common Stock |
| Marc Feldmann | Director | Sale of securities on an exchange or to another person at price $ 0.19 per share. | 15 Dec 2023 | 25,000 | 115,497 | - | 0.2 | 4,700 | Common Stock |
| Lawrence J. Steinman | Director | 01 Jun 2023 | 18,000 | 48,129 | - | 1.2 | 22,068 | Common Stock | |
| Donald A. McGovern | Director | Purchase of securities on an exchange or from another person at price $ 1.15 per share. | 31 May 2023 | 10,000 | 30,099 | - | 1.1 | 11,470 | Common Stock |
| Donald A. McGovern | Director | Purchase of securities on an exchange or from another person at price $ 1.05 per share. | 18 May 2023 | 10,000 | 15,099 | - | 1.1 | 10,500 | Common Stock |
| Donald A. McGovern | Director | Purchase of securities on an exchange or from another person at price $ 1.16 per share. | 18 May 2023 | 5,000 | 20,099 | - | 1.2 | 5,800 | Common Stock |
| James N. Woody | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.03 per share. | 18 May 2023 | 40,000 | 41,888 | - | 1.0 | 41,200 | Common Stock |
| Pamela G. Marrone | Director | Purchase of securities on an exchange or from another person at price $ 1.06 per share. | 18 May 2023 | 7,082 | 12,469 | - | 1.1 | 7,507 | Common Stock |
| Ozan Pamir | CFO | Purchase of securities on an exchange or from another person at price $ 1.01 per share. | 18 May 2023 | 5,162 | 8,983 | - | 1.0 | 5,214 | Common Stock |
| Russell T. Ray | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2022 | 30,702 | 59,068 | - | 0 | Common Stock | |
| Donald A. McGovern | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2022 | 36,042 | 101,969 | - | 0 | Common Stock | |
| Pamela G. Marrone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2022 | 32,037 | 60,170 | - | 0 | Common Stock | |
| Lawrence Marshall Gold | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2022 | 30,702 | 65,798 | - | 0 | Common Stock | |
| Russell T. Ray | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jul 2022 | 13,068 | 28,366 | - | 0 | Common Stock | |
| Donald A. McGovern | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jul 2022 | 15,340 | 65,927 | - | 0 | Common Stock | |
| Pamela G. Marrone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jul 2022 | 13,636 | 28,133 | - | 0 | Common Stock | |
| Lawrence Marshall Gold | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jul 2022 | 13,068 | 35,096 | - | 0 | Common Stock | |
| Russell T. Ray | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2022 | 21,000 | 21,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Russell T. Ray | Director | Grant, award, or other acquisition of securities at price $ 1.36 per share. | 19 May 2022 | 10,570 | 15,298 | - | 1.4 | 14,375 | Common Stock |
| Francis Knuettel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2022 | 21,000 | 21,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Donald A. McGovern | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2022 | 15,000 | 15,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Donald A. McGovern | Director | Grant, award, or other acquisition of securities at price $ 1.36 per share. | 19 May 2022 | 12,409 | 50,587 | - | 1.4 | 16,876 | Common Stock |
| Donald A. McGovern | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2022 | 134,121 | 134,121 | - | - | Non-Qualified Stock Option (right to buy) | |
| Pamela G. Marrone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2022 | 21,000 | 21,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Pamela G. Marrone | Director | Grant, award, or other acquisition of securities at price $ 1.36 per share. | 19 May 2022 | 11,030 | 14,497 | - | 1.4 | 15,001 | Common Stock |
| Teresa M. DeLuca | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2022 | 21,000 | 21,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Lawrence Marshall Gold | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 May 2022 | 15,000 | 15,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Lawrence Marshall Gold | Director | Grant, award, or other acquisition of securities at price $ 1.36 per share. | 19 May 2022 | 10,570 | 22,028 | - | 1.4 | 14,375 | Common Stock |
| Russell T. Ray | Director | Grant, award, or other acquisition of securities at price $ 3.04 per share. | 14 Jan 2022 | 4,728 | 4,728 | - | 3.0 | 14,373 | Common Stock |
| Donald A. McGovern | Director | Grant, award, or other acquisition of securities at price $ 3.04 per share. | 14 Jan 2022 | 5,550 | 38,178 | - | 3.0 | 16,872 | Common Stock |
| Pamela G. Marrone | Director | Grant, award, or other acquisition of securities at price $ 3.04 per share. | 14 Jan 2022 | 2,467 | 3,467 | - | 3.0 | 7,500 | Common Stock |
| Lawrence Marshall Gold | Director | Grant, award, or other acquisition of securities at price $ 3.04 per share. | 14 Jan 2022 | 4,728 | 11,458 | - | 3.0 | 14,373 | Common Stock |
| Quan Anh Vu | COO / Chief Business Officer | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 16 Dec 2021 | 8,000 | 20,500 | - | 4.0 | 31,840 | Common Stock |
| Ozan Pamir | Interim CFO | Purchase of securities on an exchange or from another person at price $ 3.87 per share. | 10 Dec 2021 | 3,800 | 76,408 | - | 3.9 | 14,706 | Common Stock |
| Quan Anh Vu | COO / Chief Business Officer | Purchase of securities on an exchange or from another person at price $ 3.90 per share. | 10 Dec 2021 | 4,500 | 12,500 | - | 3.9 | 17,550 | Common Stock |
| Donald A. McGovern | Director | Purchase of securities on an exchange or from another person at price $ 4.13 per share. | 09 Dec 2021 | 25,000 | 32,628 | - | 4.1 | 103,250 | Common Stock |
| James N. Woody | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.27 per share. | 09 Dec 2021 | 12,500 | 37,752 | - | 4.3 | 53,375 | Common Stock |
| Teresa M. DeLuca | Director | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 09 Dec 2021 | 2,500 | 2,500 | - | 4.0 | 9,975 | Common Stock |
| Teresa M. DeLuca | Director | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 09 Dec 2021 | 2,500 | 2,500 | - | 4.0 | 9,950 | Common Stock |
| Teresa M. DeLuca | Director | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 09 Dec 2021 | 5,000 | 5,000 | - | 4 | 20,000 | Common Stock |
| Teresa M. DeLuca | Director | Purchase of securities on an exchange or from another person at price $ 3.95 per share. | 09 Dec 2021 | 2,500 | 2,500 | - | 4.0 | 9,875 | Common Stock |
| Lawrence J. Steinman | Director | 08 Dec 2021 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | ||
| Lawrence J. Steinman | Director | 08 Dec 2021 | 5,000 | 602,574 | - | 4.3 | 21,350 | Common Stock | |
| Marc Feldmann | Director | Grant, award, or other acquisition of securities at price $ 3.95 per share. | 08 Dec 2021 | 5,536 | 2,759,930 | - | 3.9 | 21,867 | Common Stock |
| Marc Feldmann | Director | Purchase of securities on an exchange or from another person at price $ 4.07 per share. | 08 Dec 2021 | 50,000 | 2,809,930 | - | 4.1 | 203,500 | Common Stock |
| Marc Feldmann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Dec 2021 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Jonathan Rothbard | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Dec 2021 | 300,000 | 300,000 | - | - | Stock Option (Right to Buy) | |
| Quan Anh Vu | COO / Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Dec 2021 | 275,000 | 275,000 | - | - | Stock Option (Right to Buy) | |
| Lawrence J. Steinman | Director | 30 Sep 2021 | 5,216 | 597,574 | - | 6 | 31,296 | Common Stock | |
| Marc Feldmann | Director | Grant, award, or other acquisition of securities at price $ 6.00 per share. | 30 Sep 2021 | 136,636 | 2,754,394 | - | 6 | 819,816 | Common Stock |
| Russell T. Ray | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Aug 2021 | 79,000 | 79,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Francis Knuettel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Aug 2021 | 79,000 | 79,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Donald A. McGovern | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Aug 2021 | 60,000 | 60,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Donald A. McGovern | Director | Grant, award, or other acquisition of securities at price $ 7.56 per share. | 04 Aug 2021 | 5,125 | 7,628 | - | 7.6 | 38,745 | Common Stock |
| Pamela G. Marrone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Aug 2021 | 79,000 | 79,000 | - | - | Non-Qualified Stock Option (right to buy | |
| Teresa M. DeLuca | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Aug 2021 | 79,000 | 79,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Lawrence Marshall Gold | Director | Grant, award, or other acquisition of securities at price $ 7.56 per share. | 04 Aug 2021 | 4,629 | 6,730 | - | 7.6 | 34,995 | Common Stock |
| Lawrence Marshall Gold | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Aug 2021 | 60,000 | 60,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Lawrence J. Steinman | Director | 07 Apr 2021 | 22,585 | 592,358 | - | 6.1 | 138,672 | Common Stock | |
| Marc Feldmann | Director | Grant, award, or other acquisition of securities at price $ 6.14 per share. | 07 Apr 2021 | 20,910 | 2,617,758 | - | 6.1 | 128,387 | Common Stock |
| Jonathan Rothbard | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 6.14 per share. | 07 Apr 2021 | 24,307 | 560,449 | - | 6.1 | 149,245 | Common Stock |
| Donald A. McGovern | Director | Grant, award, or other acquisition of securities at price $ 3.94 per share. | 04 Mar 2021 | 2,503 | 2,503 | - | 3.9 | 9,862 | Common Stock |
| Lawrence Marshall Gold | Director | Grant, award, or other acquisition of securities at price $ 3.94 per share. | 04 Mar 2021 | 2,101 | 2,101 | - | 3.9 | 8,278 | Common Stock |
| James N. Woody | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2021 | 1,400,000 | 1,400,000 | - | - | Stock Option (Right to Buy) | |
| Ozan Pamir | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2021 | 180,000 | 180,000 | - | - | Stock Option (Right to Buy) | |
| Richard W. Barker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Dec 2020 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Donald A. McGovern | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Dec 2020 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Lawrence Marshall Gold | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Dec 2020 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| James N. Woody | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.29 per share. | 09 Nov 2020 | 1,000 | 25,252 | - | 3.3 | 3,290 | Common Stock |